Intelligent Legal Counsel For Investment Advisers And Managers

The law closely regulates investment advising and management. Staying abreast of the latest securities regulations in this dynamic legal environment can be challenging.

At The Jin Law Group, we provide intelligent guidance on the countless legal issues that arise in the investment management industry. Our attorneys serve as trusted advisers and advocates for clients in the New York City area and around the world.

Our Services

Our clients include investment advisers and management firms that deal with hedge funds, private equity funds and real estate funds. Our services span the wide array of compliance and transactional matters involved in investment management. For example:

  • We assist clients with implementing structured equity and credit techniques to create new and innovative fund products.
  • We advise clients on the formation and operation of private investment funds and other investment vehicles that are exempt under the U.S. Investment Company Act of 1940, including private equity funds, hedge funds, real estate funds, venture capital funds and funds investing in particular sectors or countries.
  • We advise clients on the establishment and operations of fund managers (both private and registered), including private equity and hedge fund firms.
  • We assist registered fund managers with registration issues before the Securities and Exchange Commission (SEC) and state regulatory authorities.
  • We help clients implement compliance policies and procedures.
  • We advise clients on regulatory compliance matters on an ongoing basis.
  • We represent fund managers in a variety of debt and equity offerings, asset-based financing, derivative transactions (such as interest rate swaps and total return swaps), repackaged securities and other structured financial products.

For more information about our legal services, please call 646-863-9110 or reach out to our lawyers online.